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It is not a part of the plan of this book to present any extended bibliography, but there are certain reference books to which the student's attention should be called.
Reference
Books
It is not a part of the plan of this book to present any extended bibliography, but there are certain reference books to which the student's attention should be called. 'Chambers' Cyclopedia of English Literature,' edition of 1910, published in the United States by the J. B. Lippincott Co. in three large volumes at $15.00 (generally sold at about half that price) is in most parts very satisfactory. Garnett and Gosse's 'Illustrated History of English Literature, four volumes, published by the Macmillan Co. at $20.00 and in somewhat simpler form by Grosset and Dunlap at $12.00
(sold for less)
is especially valuable for its illustrations. Jusserand's 'Literary
History of the English People' (to 1642, G. P. Putnam's Sons, three
volumes, $3.50 a volume) should be mentioned. Courthope's 'History of
English Poetry' (Macmillan, six volumes, $3.25 a volume), is full and
after the first volume good. 'The Cambridge History of English Literature,'
now nearing completion in fourteen volumes (G. P. Putnam's Sons, $2.50
a volume) is the largest and in most parts the most scholarly general
work in the field, but is generally too technical except for special
students. The short biographies of many of the chief English authors
in the English Men of Letters Series (Macmillan, 30 and 75 cents a volume)
are generally admirable. For appreciative criticism of some of the great
poets, the essays of Lowell and of Matthew Arnold are among the best.
Frederick Byland's 'Chronological Outlines of English Literature' (Macmillan,
$1.00) is very useful for reference though now much in need of revision.
It is much to be desired that students should have at hand for consultation
some good short history of England, such as that of S. E. Gardiner (Longmans,
Green, and Co.) or that of J. R. Green.
Chapter I. Period I. The Britons and the Anglo-Saxons.
To A.D.
1066
FOREWORD.
The two earliest
of the nine main divisions of English Literature are by far the longest--taken
together are longer than all the others combined--but we shall pass
rather rapidly over them. This is partly because the amount of thoroughly
great literature which they produced is small, and partly because for
present-day readers it is in effect a foreign literature, written in
early forms of English or in foreign languages, so that to-day it is
intelligible only through special study or in translation.
THE BRITONS.
The present
English race has gradually shaped itself out of several distinct peoples
which successively occupied or conquered the island of Great Britain.
The earliest one of these peoples which need here be mentioned belonged
to the Celtic family and was itself divided into two branches. The Goidels
or Gaels were settled in the northern part of the island, which is now
Scotland, and were the ancestors of the present Highland Scots. On English
literature they exerted little or no influence until a late period.
The Britons, from whom the present Welsh are descended, inhabited what
is now England and Wales; and they were still further subdivided, like
most barbarous peoples, into many tribes which were often at war with
one another. Though the Britons were conquered and chiefly supplanted
later on by the Anglo-Saxons, enough of them, as we shall see, were
spared and intermarried with the victors to transmit something of their
racial qualities to the English nation and literature.
The characteristics
of the Britons, which are those of the Celtic family as a whole, appear
in their history and in the scanty late remains of their literature.
Two main traits include or suggest all the others: first, a vigorous
but fitful emotionalism which rendered them vivacious, lovers of novelty,
and brave, but ineffective in practical affairs; second, a somewhat
fantastic but sincere and delicate sensitiveness to beauty. Into impetuous
action they were easily hurried; but their momentary ardor easily cooled
into fatalistic despondency. To the mysterious charm of Nature--of hills
and forests and pleasant breezes; to the loveliness and grace of meadow-flowers
or of a young man or a girl; to the varied sheen of rich colors--to
all attractive objects of sight and sound and motion their fancy responded
keenly and joyfully; but they preferred chiefly to weave these things
into stories and verse of supernatural romance or vague suggestiveness;
for substantial work of solider structure either in life or in literature
they possessed comparatively little faculty. Here is a description (exceptionally
beautiful, to be sure) from the story 'Kilhwch and Olwen':
'The maid was
clothed in a robe of flame-colored silk, and about her neck was a collar
of ruddy gold, on which were precious emeralds and rubies. More yellow
was her head than the flowers of the broom, and her skin was whiter
than the foam of the wave, and fairer were her hands and her fingers
than the blossoms of the wood anemone amidst the spray of the meadow
fountain. The eye of the trained hawk, the glance of the three-mewed
falcon, was not brighter than hers. Her bosom was more snowy than the
breast of the white swan, her cheeks were redder than the reddest roses.
Who beheld her was filled with her love. Pour white trefoils sprang
up wherever she trod. And therefore was she called Olwen.'
This charming
fancifulness and delicacy of feeling is apparently the great contribution
of the Britons to English literature; from it may perhaps be descended
the fairy scenes of Shakspere and possibly to some extent the lyrical
music of Tennyson.
THE ROMAN OCCUPATION.
Of the Roman conquest and occupation of Britain
(England and
Wales) we need only make brief mention, since it produced virtually
no effect on English literature. The fact should not be forgotten that
for over three hundred years, from the first century A. D. to the beginning
of the fifth, the island was a Roman province, with Latin as the language
of the ruling class of Roman immigrants, who introduced Roman civilization
and later on Christianity, to the Britons of the towns and plains. But
the interest of the Romans in the island was centered on other things
than writing, and the great bulk of the Britons themselves seem to have
been only superficially affected by the Roman supremacy. At the end
of the Roman rule, as at its beginning, they appear divided into mutually
jealous tribes, still largely barbarous and primitive.
The Anglo-Saxons.
Meanwhile across the North Sea the three Germanic tribes which were
destined to form the main element in the English race were multiplying
and unconsciously preparing to swarm to their new home. The Angles,
Saxons, and Jutes occupied territories in the region which includes
parts of the present Holland, of Germany about the mouth of the Elbe,
and of Denmark. They were barbarians, living partly from piratical expeditions
against the northern and eastern coasts of Europe, partly from their
flocks and herds, and partly from a rude sort of agriculture. At home
they seem to have sheltered themselves chiefly in unsubstantial wooden
villages, easily destroyed and easily abandoned; For the able-bodied
freemen among them the chief occupation, as a matter of course, was
war. Strength, courage, and loyalty to king and comrades were the chief
virtues that they admired; ferocity and cruelty, especially to other
peoples, were necessarily among their prominent traits when their blood
was up; though among themselves there was no doubt plenty of rough and
ready companionable good-humor. Their bleak country, where the foggy
and unhealthy marshes of the coast gave way further inland to vast and
somber forests, developed in them during their long inactive winters
a sluggish and gloomy mood, in which, however, the alternating spirit
of aggressive enterprise was never quenched. In religion they had reached
a moderately advanced state of heathenism, worshipping especially, it
seems, Woden, a 'furious' god as well as a wise and crafty one; the
warrior Tiu; and the strong-armed Thunor
(the Scandinavian
Thor); but together with these some milder deities like the goddess
of spring, Eostre, from whom our Easter is named. For the people on
whom they fell these barbarians were a pitiless and terrible scourge;
yet they possessed in undeveloped form the intelligence, the energy,
the strength--most of the qualities of head and heart and body--which
were to make of them one of the great world-races.
THE ANGLO-SAXON
CONQUEST AND SETTLEMENT. The process by which Britain became England
was a part of the long agony which transformed the Roman Empire into
modern Europe. In the fourth century A. D. the Angles, Saxons, and Jutes
began to harry the southern and eastern shores of Britain, where the
Romans were obliged to maintain a special military establishment against
them. But early in the fifth century the Romans, hard-pressed even in
Italy by other barbarian invaders, withdrew all their troops and completely
abandoned Britain. Not long thereafter, and probably before the traditional
date of 449, the Jutes, Angles, and Saxons began to come in large bands
with the deliberate purpose of permanent settlement. Their conquest,
very different in its methods and results from that of the Romans, may
roughly be said to have occupied a hundred and fifty or two hundred
years. The earlier invading hordes fixed themselves at various points
on the eastern and southern shore and gradually fought their way inland,
and they were constantly augmented by new arrivals. In general the Angles
settled in the east and north and the Saxons in the south, while the
less numerous Jutes, the first to come, in Kent, soon ceased to count
in the movement. In this way there naturally came into existence a group
of separate and rival kingdoms, which when they were not busy with the
Britons were often at war with each other. Their number varied somewhat
from time to time as they were united or divided; but on the whole,
seven figured most prominently, whence comes the traditional name 'The
Saxon Heptarchy'
(Seven Kingdoms).
The resistance of the Britons to the Anglo-Saxon advance was often brave
and sometimes temporarily successful. Early in the sixth century, for
example, they won at Mount Badon in the south a great victory, later
connected in tradition with the legendary name of King Arthur, which
for many years gave them security from further aggressions. But in the
long run their racial defects proved fatal; they were unable to combine
in permanent and steady union, and tribe by tribe the newcomers drove
them slowly back; until early in the seventh century the Anglo-Saxons
were in possession of nearly all of what is now England, the exceptions
being the regions all along the west coast, including what has ever
since been, known as Wales.
Of the Roman
and British civilization the Anglo-Saxons were ruthless destroyers,
exulting, like other barbarians, in the wanton annihilation of things
which they did not understand. Every city, or nearly every one, which
they took, they burned, slaughtering the inhabitants. They themselves
occupied the land chiefly as masters of scattered farms, each warrior
established in a large rude house surrounded by its various outbuildings
and the huts of the British slaves and the Saxon and British bondmen.
Just how largely the Britons were exterminated and how largely they
were kept alive as slaves and wives, is uncertain; but it is evident
that at least a considerable number were spared; to this the British
names of many of our objects of humble use, for example mattoc and basket,
testify.
In the natural
course of events, however, no sooner had the Anglo-Saxons destroyed
the (imperfect and partial) civilization of their predecessors than
they began to rebuild one for themselves; possessors of a fertile land,
they settled down to develop it, and from tribes of lawless fighters
were before long transformed into a race of farmer-citizens. Gradually
trade with the Continent, also, was reestablished and grew; but perhaps
the most important humanizing influence was the reintroduction of Christianity.
The story is famous of how Pope Gregory the Great, struck by the beauty
of certain Angle slave-boys at Rome, declared that they ought to be
called not
Angli but Angeli
(angels) and forthwith, in 597, sent to Britain St. Augustine (not the
famous African saint of that name), who landed in Kent and converted
that kingdom. Within the next two generations, and after much fierce
fighting between the adherents of the two religions, all the other kingdoms
as well had been christianized. It was only the southern half of the
island, however, that was won by the Roman missionaries; in the north
the work was done independently by preachers from Ireland, where, in
spite of much anarchy, a certain degree of civilization had been preserved.
These two types of Christianity, those of Ireland and of Rome, were
largely different in spirit. The Irish missionaries were simple and
loving men and won converts by the beauty of their lives; the Romans
brought with them the architecture, music, and learning of their imperial
city and the aggressive energy which in the following centuries was
to make their Church supreme throughout the Western world. When the
inevitable clash for supremacy came, the king of the then-dominant Anglian
kingdom, Northumbria, made choice of the Roman as against the Irish
Church, a choice which proved decisive for the entire island. And though
our personal sympathies may well go to the finer-spirited Irish, this
outcome was on the whole fortunate; for only through religious union
with Rome during the slow centuries of medieval rebirth could England
be bound to the rest of Europe as one of the family of cooperating Christian
states; and outside that family she would have been isolated and spiritually
starved.
One of the
greatest gifts of Christianity, it should be observed, and one of the
most important influences in medieval civilization, was the network
of monasteries which were now gradually established and became centers
of active hospitality and the chief homes of such learning as was possible
to the time.
ANGLO-SAXON
POETRY. THE EARLY PAGAN POETRY AND 'BEOWULF.' The Anglo-Saxons doubtless
brought with them from the Continent the rude beginnings of poetry,
such as come first in the literature of every people and consist largely
of brief magical charms and of rough 'popular ballads' (ballads of the
people). The charms explain themselves as an inevitable product of primitive
superstition; the ballads probably first sprang up and developed, among
all races, in much the following way. At the very beginning of human
society, long before the commencement of history, the primitive groups
of savages who then constituted mankind were instinctively led to express
their emotions together, communally, in rhythmical fashion. Perhaps
after an achievement in hunting or war the village-group would mechanically
fall into a dance, sometimes, it might be, about their village fire.
Suddenly from among the inarticulate cries of the crowd some one excited
individual would shout out a fairly distinct rhythmical expression.
This expression, which may be called a line, was taken up and repeated
by the crowd; others might be added to it, and thus gradually, in the
course of generations, arose the regular habit of communal composition,
composition of something like complete ballads by the throng as a whole.
This procedure ceased to be important everywhere long before the literary
period, but it led to the frequent composition by humble versifiers
of more deliberate poems which were still 'popular' because they circulated
by word of mouth, only, from generation to generation, among the common
people, and formed one of the best expressions of their feeling. At
an early period also professional minstrels, called by the Anglo-Saxons
scops or gleemen, disengaged themselves from the crowd and began to
gain their living by wandering from village to village or tribe to tribe
chanting to the harp either the popular ballads or more formal poetry
of their own composition. Among all races when a certain stage of social
development is reached at least one such minstrel is to be found as
a regular retainer at the court of every barbarous chief or king, ready
to entertain the warriors at their feasts, with chants of heroes and
battles and of the exploits of their present lord. All the earliest
products of these processes of 'popular' and minstrel composition are
everywhere lost long before recorded literature begins, but the processes
themselves in their less formal stages continue among uneducated people
(whose mental life always remains more or less primitive) even down
to the present time.
Out of the
popular ballads, or, chiefly, of the minstrel poetry which is partly
based on them, regularly develops epic poetry. Perhaps a minstrel finds
a number of ballads which deal with the exploits of a single hero or
with a single event. He combines them as best he can into a unified
story and recites this on important and stately occasions. As his work
passes into general circulation other minstrels add other ballads, until
at last, very likely after many generations, a complete epic is formed,
outwardly continuous and whole, but generally more or less clearly separable
on analysis into its original parts. Or, on the other hand, the combination
may be mostly performed all at once at a comparatively late period by
a single great poet, who with conscious art weaves together a great
mass of separate materials into the nearly finished epic.
Not much Anglo-Saxon
poetry of the pagan period has come down to us. By far the most important
remaining example is the epic 'Beowulf,' of about three thousand lines.
This poem seems to have originated on the Continent, but when and where
are not now to be known. It may have been carried to England in the
form of ballads by the Anglo-Saxons; or it may be Scandinavian material,
later brought in by Danish or Norwegian pirates. At any rate it seems
to have taken on its present form in England during the seventh and
eighth centuries. It relates, with the usual terse and unadorned power
of really primitive poetry, how the hero Beowulf, coming over the sea
to the relief of King Hrothgar, delivers him from a monster, Grendel,
and then from the vengeance of Grendel's only less formidable mother.
Returned home in triumph, Beowulf much later receives the due reward
of his valor by being made king of his own tribe, and meets his death
while killing a fire-breathing dragon which has become a scourge to
his people. As he appears in the poem, Beowulf is an idealized Anglo-Saxon
hero, but in origin he may have been any one of several other different
things. Perhaps he was the old Germanic god Beowa, and his exploits
originally allegories, like some of those in the Greek mythology, of
his services to man; he may, for instance, first have been the sun,
driving away the mists and cold of winter and of the swamps, hostile
forces personified in Grendel and his mother. Or, Beowulf may really
have been a great human fighter who actually killed some especially
formidable wild beasts, and whose superhuman strength in the poem results,
through the similarity of names, from his being confused with Beowa.
This is the more likely because there is in the poem a slight trace
of authentic history. (See below, under the assignments for study.)
'Beowulf' presents
an interesting though very incomplete picture of the life of the upper,
warrior, caste among the northern Germanic tribes during their later
period of barbarism on the Continent and in England, a life more highly
developed than that of the Anglo-Saxons before their conquest of the
island. About King Hrothgar are grouped his immediate retainers, the
warriors, with whom he shares his wealth; it is a part of the character,
of a good king to be generous in the distribution of gifts of gold and
weapons. Somewhere in the background there must be a village, where
the bondmen and slaves provide the daily necessaries of life and where
some of the warriors may have houses and families; but all this is beneath
the notice of the courtly poet. The center of the warriors' life is
the great hall of the king, built chiefly of timber. Inside, there are
benches and tables for feasting, and the walls are perhaps adorned with
tapestries. Near the center is the hearth, whence the smoke must escape,
if it escapes at all, through a hole in the roof. In the hall the warriors
banquet, sometimes in the company of their wives, but the women retire
before the later revelry which often leaves the men drunk on the floor.
Sometimes, it seems, there are sleeping-rooms or niches about the sides
of the hall, but in 'Beowulf' Hrothgar and his followers retire to other
quarters. War, feasting, and hunting are the only occupations in which
the warriors care to be thought to take an interest.
The spirit
of the poem is somber and grim. There is no unqualified happiness of
mood, and only brief hints of delight in the beauty and joy of the world.
Rather, there is stern satisfaction in the performance of the warrior's
and the sea-king's task, the determination of a strong-willed race to
assert itself, and do, with much barbarian boasting, what its hand finds
to do in the midst of a difficult life and a hostile nature. For the
ultimate force in the universe of these fighters and their poets (in
spite of certain Christian touches inserted by later poetic editors
before the poem crystallized into its present form) is Wyrd, the Fate
of the Germanic peoples, cold as their own winters and the bleak northern
sea, irresistible, despotic, and unmoved by sympathy for man. Great
as the differences are, very much of this Anglo-Saxon pagan spirit persists
centuries later in the English Puritans.
For the finer
artistic graces, also, and the structural subtilties of a more developed
literary period, we must not, of course, look in 'Beowulf.' The narrative
is often more dramatic than clear, and there is no thought of any minuteness
of characterization. A few typical characters stand out clearly, and
they were all that the poet's turbulent and not very attentive audience
could understand. But the barbaric vividness and power of the poem give
it much more than a merely historical interest; and the careful reader
cannot fail to realize that it is after all the product of a long period
of poetic development.
THE ANGLO-SAXON
VERSE-FORM. The poetic form of 'Beowulf' is that of virtually all Anglo-Saxon
poetry down to the tenth century, or indeed to the end, a form which
is roughly represented in the present book in a passage of imitative
translation two pages below. The verse is unrimed, not arranged in stanzas,
and with lines more commonly end-stopped (with distinct pauses at the
ends) than is true in good modern poetry. Each line is divided into
halves and each half contains two stressed syllables, generally long
in quantity. The number of unstressed syllables appears to a modern
eye or ear irregular and actually is very unequal, but they are really
combined with the stressed ones into 'feet' in accordance with certain
definite principles. At least one of the stressed syllables in each
half-line must be in alliteration with one in the other half-line; and
most often the alliteration includes both stressed syllables in the
first halfline and the first stressed syllable in the second, occasionally
all four stressed syllables. (All vowels are held to alliterate with
each other.) It will be seen therefore that (1) emphatic stress and
(2) alliteration are the basal principles of the system. To a present-day
reader the verse sounds crude, the more so because of the harshly consonantal
character of the Anglo-Saxon language; and in comparison with modern
poetry it is undoubtedly unmelodious. But it was worked out on conscious
artistic principles, carefully followed; and when chanted, as it was
meant to be, to the harp it possessed much power and even beauty of
a vigorous sort, to which the pictorial and metaphorical wealth of the
Anglo-Saxon poetic vocabulary largely contributed.
This last-named
quality, the use of metaphors, is perhaps the most conspicuous one in
the style, of the Anglo-Saxon poetry. The language, compared to that
of our own vastly more complex time, was undeveloped; but for use in
poetry, especially, there were a great number of periphrastic but vividly
picturesque metaphorical synonyms (technically called kennings). Thus
the spear becomes 'the slaughter-shaft'; fighting 'hand-play'; the sword
'the leavings of the hammer' (or 'of the anvil'); and a ship 'the foamy-necked
floater.' These kennings add much imaginative suggestiveness to the
otherwise over-terse style, and often contribute to the grim irony which
is another outstanding trait.
ANGLO-SAXON
POETRY. THE NORTHUMBRIAN PERIOD. The Anglo-Saxons were for a long time
fully occupied with the work of conquest and settlement, and their first
literature of any importance, aside from 'Beowulf,' appears at about
the time when 'Beowulf' was being put into its present form, namely
in the seventh century. This was in the Northern, Anglian, kingdom of
Northumbria (Yorkshire and Southern Scotland), which, as we have already
said, had then won the political supremacy, and whose monasteries and
capital city, York, thanks to the Irish missionaries, had become the
chief centers of learning and culture in Western Christian Europe. Still
pagan in spirit are certain obscure but, ingenious and skillfully developed
riddles in verse, representatives of one form of popular literature
only less early than the ballads and charms. There remain also a few
pagan lyric poems, which are all not only somber like 'Beowulf' but
distinctly elegiac, that is pensively melancholy. They deal with the
hard and tragic things in life, the terrible power of ocean and storm,
or the inexorableness and dreariness of death, banishment, and the separation
of friends. In their frequent tender notes of pathos there may be some
influence from the Celtic spirit. The greater part of the literature
of the period, however, was Christian, produced in the monasteries or
under their influence. The first Christian writer was Caedmon (pronounced
Kadmon), who toward the end of the seventh century paraphrased in Anglo-Saxon
verse some portions of the Bible. The legend of his divine call is famous.
[Footnote: It may be found in Garnett and Gosse, I, 19-20.] The following
is a modern rendering of the hymn which is said to have been his first
work: